Must possess a valid driver’s license. Experience in the social services field, particularly in residential treatment for developmental adults and/or children…
Deliver timely metrics on export license/permit processing and export transactions at site. Ensure all Canada export license/permit applications are accurate,…
Support the development, implementation and continuous improvement of Assante Compliance’s related programs, technology, tools and resources designed to enable…
Conduct research to determine efficiency and effectiveness of managerial policies and programs. Analyze and provide advice on the managerial methods and…
University degree, advanced degree preferred in law or business. As the Compliance Director, Canada you will be successful in managing and administering the…
You hold a Bachelor's degree in Business, Law, or a related field. Our vision is to enable the advancement of Small and Medium-sized Businesses (SMBs) by…
Identify trends developing in trading of specific advisors and/or client accounts with an emphasis on suitability, concentration, potential conflicts of…
Reporting to the Executive Director, the Governance & Compliance Officer will perform day-to-day governance and secretarial functions for the pension and…
Lead on the compliance component on the development of new business processes, and on changes to current business processes arising from changes to Canadian…
This position acts as a compliance resource for colleagues, including providing guidance with respect to adherence to Corporate Policies, applicable federal,…
Current knowledge of: regulations including relevant National Instruments; CIRO and other SRO Rules, Policies and Regulatory Notices; CSA National and…
We work to recognize you in meaningful, personalized ways including a competitive salary, incentive pay, banking benefits, a benefits program*, defined benefit…
Assist in the development and enhancement of procedures and processes of the surveillance program. The Compliance Officer (“CO”) is responsible for carrying out…
Manage implementation of new regulations reflecting increased regulatory oversight from local and international regulatory bodies that affect supported…
Post-secondary technical training/education in a field related to the design and construction of buildings/facilities & base building systems or an equivalent…
In addition to overseeing the implementation of new accounting standards, the candidate will also manage and have responsibility for the Company's local…
The Internal Controls Compliance program ensures the Company's global compliance with the provisions of National Instrument 52-109 and Section 404 of The…
The role demands strong leadership in terms of new product development to ensure that compliance/regulatory and operational risks are identified, assessed and…
Provide oversight and guidance for Business Unit policies and procedures, training materials, and other communications as required due to new or changing laws…
Ensure effective development, management and execution of all applicable aspects of the AML and privacy programs for Capital One Canada, including system of…
Coordinate and oversee the teams responsible for the execution of the Testing Pillar of the Compliance Program including International Banking, International…
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