Develop and implement a compliance program to ensure the organization operates in accordance with provincial law.

Liaise with the Internal Auditor in relation to compliance matters and timely implementation of all audit recommendations related to compliance;

Develop and implement a compliance program to ensure the organization operates in accordance with provincial law.

Assist in the development and enhancement of procedures and processes of the surveillance program. The Compliance Officer (“CO”) is responsible for carrying out…

Identify trends developing in trading of specific advisors and/or client accounts with an emphasis on suitability, concentration, potential conflicts of…

We work to recognize you in meaningful, personalized ways including a competitive salary, incentive pay, banking benefits, a benefits program*, defined benefit…

Have a good understanding of bank or trust and loan company regulations with proven ability to interpret the regulatory requirements and translate them into…

Post-secondary technical training/education in a field related to the design and construction of buildings/facilities & base building systems or an equivalent…

Ability to interpret and apply legislation, regulation, and guidance relevant to market conduct reviews, assessments and findings.

Undertake the annual compliance risk assessment for the division and ensure business plans include appropriate legal and compliance priorities.

OMERS members include union and non-union employees of municipalities, school boards, local boards, transit systems, electrical utilities, emergency services…

Support the development, implementation and continuous improvement of Assante Compliance’s related programs, technology, tools and resources designed to enable…

Current knowledge of: regulations including relevant National Instruments; CIRO and other SRO Rules, Policies and Regulatory Notices; CSA National and…

Lead on the compliance component on the development of new business processes, and on changes to current business processes arising from changes to Canadian…

You hold a Bachelor's degree in Business, Law, or a related field. Our vision is to enable the advancement of Small and Medium-sized Businesses (SMBs) by…

Compliance Oversight: Provide strategic direction and leadership for the development, implementation, and maintenance of the company's compliance program.

Extensive experience in a law enforcement/regulatory organization at a senior managerial level or higher including regulatory or enforcement program development…

In addition to overseeing the implementation of new accounting standards, the candidate will also manage and have responsibility for the Company's local…

Post-secondary degree/diploma in related field. The purpose of the Director, Compliance & CAMLO is to lead and support the Compliance program for Questrade…

Must hold a valid provincial driver’s license (class G) with a minimum of five (5) years’ experience as a licensed driver.

Assist with the intake of projects/ program and subsequent development of business cases and associated stakeholders.

The role demands strong leadership in terms of new product development to ensure that compliance/regulatory and operational risks are identified, assessed and…

You will assist with the development, implementation and/or monitoring of policies and regulations to ensure the business is able to meet its obligations.