Class 1 Driver’s license. Initiating and leading driver retention strategies. Providing broad range of transportation solutions to operate safely, within…
Support Compliance with administrative functions related to regulatory and CCML's internal compliance program requirements, including other ad hoc assigned…
Continuous development and implementation of an effective compliance program. Advertising – Review and approve advisor’s advertising requests including social…
Perform Quality Control on all aspects of the AML/Compliance program as assigned. Become part of a team of top professionals poised for significant growth and…
Working knowledge of the real estate industry, having or willing to obtain a real estate, managing broker or associate license would be considered an asset.
Attend a mandatory training session where Election staff will inform Poll Clerks about the Elections Procedures Code and rules/regulations on students casting…
Work with the academic programs and college leadership to develop program and college enhancement plans in response to program and institutional reviews and…
Contribute to the organization’s privacy program through the development, review and implementation of policies, processes and guidelines, education and…
Key Functions and Responsibilities: • Support the administration of the issuer compliance function for Equiton’s exempt market funds and real estate offerings…
No telephone calls or recruitment agencies will be accepted. Qualifications: Completion of the Partners, Directors, and Senior Officers Course or the Chief…
Valid Saskatchewan driver’s license and access reliable transportation. Achieved certification in finance, accounting, business administration, or related…
Perform high quality Know Your Client (KYC) and Client Due Diligence tasks inclusive of data input, research and analysis, monitoring and periodic reviews, and…
Support the development and implementation of privacy training and communication materials. Support and maintain the operational compliance of Think Research’s…
Continuous development and implementation of an effective compliance program. Advertising – Review and approve advisor’s advertising requests including social…
Work with the academic programs and college leadership to develop program and college enhancement plans in response to program and institutional reviews and…
Contribute to the overall Avison Young strategy and policy making by advising the Chief Operating Officer on the compliance implications, risk appetite,…
Assist with executing EIC program by developing and implementing process and recommending improvements. Develop, maintain, and implement EIC’s program suite of…
This role is expected to use a variety of existing and creative new ways of achieving positive outcomes including community education, partnership development,…
University degree (Business) or College certificate. Contributes to the overall success of the Registration Department in Canada ensuring specific individual…
Reporting to the Chief Compliance Officer of RJLU, the Compliance Officer will primarily be responsible for handling daily retail trade and account monitoring,…
Work with internal and external industry groups on the regulatory development of derivatives rules by Canadian provincial securities authorities, including…
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