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Compliance Manager, Portfolio Management


Toronto, ON, CANADA


CI Investments Inc. is one of the country's largest investment fund companies, managing over $80.5 billion on behalf of two million Canadian investors. CI is known for its innovation and ability to adapt quickly to the changing needs of Canadian investors. It provides employees with a fast-paced and challenging work environment with opportunities for advancement. CI is part of CI Financial, a diverse group of financial services firms.

POSITION: Compliance Manager, Portfolio Management
LOCATION: Toronto (M5C 3G7)
STATUS: Full-time


We are currently seeking a Compliance Manager to join our Compliance team. In this role, the successful candidate is expected to assist the Chief Compliance Officer in the oversight of the portfolio investment, fund and regulatory Compliance program of CI Investments Inc. The individual will also provide a range of Compliance support services to portfolio management teams, portfolio administration, fund accounting and other areas.


  • Create and document new processes and procedures for new compliance initiatives and controls, ensuring applicable securities laws and National Instrument rules are adhered to
  • Create, communicate and maintain policies to reflect new or changing regulatory/industry standards or corporate developments
  • Assess various investment strategies for adherence to applicable fund rules and regulations
  • Analyze complex data for concentration, risk and exposure reporting to the CCO, senior management, regulators and auditors
  • Apply policies and regulatory rules appropriately to respond to compliance related inquiries from business units


  • Post-secondary education plus CPA, CFA or other industry related designations (or working towards)
  • Minimum of 5 years of relevant industry experience in a senior compliance capacity at an investment management firm
  • In depth knowledge of the financial industry including investment fund regulations and applicable National Instruments
  • Strong communication skills, verbal and written
  • Superior and versatile analytical skills, capable of advising across a range of compliance matters
  • Strong MS Office skills, experience with MS Excel a must
  • Ability to multi-task and work effectively and efficiently in a fast-paced, frequently changing environment


  • Collaborative and friendly team environment
  • Opportunities to develop and grow within the company
  • Health and Wellness programs including discounted corporate fitness membership and nutritional seminars
  • Modern, conveniently-located facilities Community involvement including OneWalk to Conquer Cancer, Bay Street Hoops and more.

If you are a passionate, committed and dynamic individual, please submit your resume in confidence by clicking "Apply".

Only qualified candidates selected for an interview will be contacted.

CI Financial Corp. and all of our affiliates ("CI") are committed to fair and accessible employment practices and we are committed to providing accommodations for persons with disabilities. If you require accommodations in order to apply for any job opportunities, or require this posting in an additional format, please contact us at, or call 416-681-4747. If you are contacted by CI regarding a job opportunity or testing and require accommodation in any stage of the recruitment process, please use the above contact information. We will work with all applicants to determine appropriate accommodation for individual accessibility needs.

About CI Financial

CI Financial Corp. is one of Canada's largest investment fund companies. We work to help our clients achieve financial security and realize their dreams by delivering top-quality investment services and products, and strive to make the highest ethical principles an integral part of every business transaction and relationship. An opportunity at CI Financial goes beyond ensuring the right job – we offer a challenging and rewarding environment, with the chance to bring your talent and potential to life.

Visit the website

What it's like to work at CI Financial

Who we are

At CI, our values are reflected in every aspect of working life, from career coaching that supports advancement, to appreciation events that help us balance work with play. Our employees are our single greatest asset, and we appreciate and respect their dedication and hard work by ensuring opportunity for growth, access to senior management, and an accepting work environment that champions hard work and collaboration.

Grow your career

At CI Financial, we believe the skills and hard work our team applies to every project can turn into something even greater. Whether you enter as a product specialist or accounts administrator, we invest in your growth and strive to provide useful tools like our mentorship programs and lunch and learn series, because we believe in helping you develop your talents and fulfilling your true potential.

A look inside CI Financial

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Benefits & Perks

Total Rewards

CI Financial provides a comprehensive set of benefits tailored to employee needs and lifestyles. We also offer unique alternative services in our extended health care plan, including chiropractic and osteopathic therapy, and access to naturopaths, physiotherapists, podiatrists, psychologists, speech therapy, and acupuncture. Additionally, our Feeling Better Now benefit supports mental health awareness.

The perfect work-life balance

Other programs we offer to help our employees strike the perfect work-life balance:

  • Employee Savings Program – contribute up to 5% of your earnings per pay period to a TFSA or RRSP account and we’ll match the contributions dollar for dollar, up to a maximum of $7,500 a year
  • Tuition Reimbursement – expand your horizons and continue learning
  • Employee Assistance Program – personal, legal and financial counseling
  • Corporate Discounts – fitness memberships, home and auto insurance and rentals, and more
  • Health & Wellness – lunch and learn events with nutritionist experts

CI Financial Testimonials

If I look at what we do for our employees, the training, the encouragement... people appreciate that. We're constantly looking to be able to promote people from within our organization.

Stephen MacPhail, President & CEO, CI Financial

CI's known for their industry leading training programs that they give to you when you start ensure that you're comfortable with and able to do your job.

Devendra , Associate Vice President, Sales

There is a great sense of team spirit, everyone pulling together with a common goal. Whether in the day to day, or faced with high pressure situations, employees understand who our client is and that we have high standards to uphold to them. It's what we're about. And that's how we do things around here.

Eduarda , Manager Marketing Support

Compliance Manager, Portfolio Management, CI FINANCIAL, Toronto, ON, CANADA