Compliance Officer
The Compliance Officer will be handling all Compliance related duties at our agency.
The Candidate must have a minimum 2 years of Compliance experience in the life insurance industry.
This role is located at our Toronto office. The incumbent will be responsible for other duties as assigned by management.
Duties:
· Conducting the Advisor Practice Review (APR) process,
· Work on the Managing General Agent (MGA) Survey,
· Other MGA Compliance duties as assigned by Management.
· Creating plans for compliance program improvements.
· Ensuring advisors are properly licensed and other duties as assigned by management.
Qualifications:
- 2– 6 years of work experience in the Life Insurance Industry.
- 2 to 6 years of Compliance experience in the Life Insurance Industry.
- Successful Completion of LLQP preferred.
- Experience in testing, auditing and investigative roles an asset.
- Relevant post-secondary education.
- Excellent oral and written communication skills and excellent organizational skills.
- Strong knowledge of Microsoft Office applications.
Note: This job description is intended to provide a general overview of the position. It is not an exhaustive list of responsibilities or qualifications. The employer reserves the right to modify or amend the job description as necessary to meet the needs of the business.
Job Types: Full-time, Part-time
Pay: $50,000.00-$60,000.00 per year
Schedule:
Education:
- Bachelor's Degree (preferred)
Work Location: In person
Job Type: Full-time
Pay: $50,000.00-$60,000.00 per year
Flexible language requirement:
Schedule:
Licence/Certification:
Work Location: In person
