What is the opportunity?
As a Director – Internal Audit – Capital Markets, you will provide independent, objective risk assessment and evaluation of the effectiveness of risk management practices, internal controls and corporate governance processes in the Global Markets businesses of the Bank. Work with management in achieving business objectives by creating solutions to improve business operations, while remaining objective and independent. Results ultimately impact shareholders, employees and customers. Engagement is defined as a specific assignment, task, or review activity, such as: an internal audit, design review, fraud examination, or consultancy. An engagement may include multiple tasks or activities designed to accomplish a specific set of related objectives.
What will you do?
Lead a team of senior managers and professional auditors responsible for large and complex engagements.
Provide leadership, coaching, performance management and personal development support.
Ensure that we have competent and sufficient engagement resources, with relevant skill sets to meet each audit and our annual plan.
Raise the technical knowledge of the group through various courses, seminars and in-house training in the areas of Capital Markets
Through in-depth understanding of the business including changes to the regulatory and business environments, develops audit programs to ensure effective control solutions are implemented.
Key relationship manager for the Global Markets businesses. Key point of contact with external auditors and point of contact for regulators.
Provide consulting, advisory services or lead an audit of a business as required, which are consistent with our role to evaluate and improve the effectiveness of risk management, control, and governance processes, providing the services do not represent a conflict of interest or detract from our mandate.
Communicate trends in risk and control issues to senior management on the results of ongoing reviews of the businesses that are key relationships, or any other business as requested
What do you need to succeed?
Minimum 8 years banking/audit experience with in depth knowledge of business and key functions of Capital Markets businesses
Proficient in Project Management and auditing principles and techniques
Must have the ability to quickly understand the risks associated with new services and/ or routines, products and to formulate practical audit procedures to adequately monitor new risk and ensure adherence to limits.
An understanding of management principles that enable recognition and evaluation of materiality and significant deviations from good management practices
Effective strong written and oral communication skills
What’s in it for you?
We thrive on the challenge to be our best, progressive thinking to keep growing, and working together to deliver trusted advice to help our clients thrive and communities prosper. We care about each other, reaching our potential, making a difference to our communities, and achieving success that is mutual.
A comprehensive Total Rewards Program including bonuses and flexible benefits, competitive compensation, commissions, and stock where applicable
Leaders who support your development through coaching and managing opportunities
Ability to make a difference and lasting impact
Work in a dynamic, collaborative, progressive, and high-performing team
A world-class training program in financial services
Flexible work/life balance options
Opportunities to do challenging work
Join our Talent Community
Stay in-the-know about great career opportunities at RBC. Sign up and get customized info on our latest jobs, career tips and Recruitment events that matter to you.
Expand your limits and create a new future together at RBC. Find out how we use our passion and drive to enhance the well-being of our clients and communities at jobs.rbc.com.
Address: 20 King Street West
Work Hours/Week: 37.5
Work Environment: Office
Employment Type: Permanent
Career Level: People Manager
Pay Type: Salary + Variable Bonus
Required Travel (%): 0
People Manager: Yes
Application Deadline: 05/19/2020
Platform: Internal Audit Services
Req ID: 356670