What is the opportunity?
To ensure that Know Your Client (KYC) due diligence information is refreshed and missing record keeping obtained through client outreach in accordance with global regulations and RBC policies including those that pertain to AML, and sanctions.
What will you do?
Conduct KYC due diligence searches, reviewing existing client information, obtaining public documents, and then initiating outreach for outstanding documents, ensuring they are gathered in a timely manner.
Initiate outreach to the client, and then track progress accurately with a strong understanding of KYC and regulatory requirements to address client and internal stakeholder queries.
Manage client follow-up and responses/acknowledgments, service level agreements, and escalate as needed to AML, sanctions, and business partners
Act as Subject Matter Expert on KYC policies for Canada, US, UK, Europe (eg. France, German, Spain, Italy) and Asia Pacific regions.
Provide advice on KYC information and documentation requirements, addressing client and business questions relating to KYC requirements and applicable regulations.
Be familiar with RBC Capital Markets lines of business in order to identify and coordinate and follow up with relevant internal contacts. Liaise with Business Managers to provide status updates, raising any issues that prevents clients from completing the Refresh exercise.
Be responsible for completing name screening after outreach and update client profile on KYC record keeping system
React flexibly to changing business needs and ensure that skill set can be transferred to other projects as and when required, this may include pivoting between refresh, outreach, QC and onboarding as required
What you need to succeed?
Must-have
Minimum 1-2 years of recent or relevant KYC/AML experience with a financial institution, preferably in Capital Markets
BA / BS or equivalent
In-depth knowledge of local and global KYC/AML, Capital Markets industry, or taxation regulatory requirements (IIROC, OFSI, IRS, etc.)
In-depth knowledge of Capital Markets products, trade systems and business lines.
Knowledge of KYC/AML industry tools, portals, information sources, and vendor products.
Ability to manipulate data (extract, analyze) and understand output
Excellent verbal and written communication skills.
Nice-to-haves
Excellent computer skills, e.g. Excel, Word, etc. and knowledge of KYC system like GoldTier or Fenergo
Knowledge of any of the following languages in additional to language: French, German, Spanish, Italian, Mandarin, or Cantonese are an asset
What’s in it for you?
We thrive on the challenge to be our best, progressive thinking to keep growing, and working together to deliver trusted advice to help our clients thrive and communities prosper. We care about each other, reaching our potential, making a difference to our communities, and achieving success that is mutual.
A comprehensive Total Rewards Program including bonuses and flexible benefits, competitive compensation
Leaders who support your development through coaching and managing opportunities
Work in a dynamic, collaborative, progressive, and high-performing team
Opportunities to do challenging work
Flexible work/life balance options
RBC requires as a condition of employment that all successful candidates in the United States and Canada be fully vaccinated against COVID-19 prior to their start date, and may require proof of the same. Reasonable accommodation is available where required by law.
RBC exige, à titre de condition d’emploi, que tous les candidats retenus aux États-Unis ou au Canada soient entièrement vaccinés contre la COVID-19 avant leur date d’entrée en fonction. Il est possible qu’ils aient à présenter une preuve vaccinale. Des mesures raisonnables d’adaptation sont offertes lorsque la loi l’exig
RBC is committed to supporting flexible work arrangements when and where available. Details to be discussed with Hiring Manager.
RBC requires as a condition of employment that all successful candidates in the United States and Canada be fully vaccinated against COVID-19 prior to their start date, and may require proof of the same. Reasonable accommodation is available where required by law.
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JOB SUMMARY
City: Halifax
Address: 120 Western Parkway - 4th Floor, Bedford
Work Hours/Week: 37.5+
Work Environment: Office
Employment Type: Full Time
Career Level: Experienced Hire/Professional
Application Deadline: 03/21/2022
Platform: Capital Markets
Req ID: 444772
Ad Code(s):