CI Investments Inc. is one of the country’s largest investment fund companies, managing over $124 billion on behalf its clients. CI is known for its innovation and ability to adapt quickly to the changing needs of Canadian investors. It provides employees with a fast-paced and challenging work environment with opportunities for advancement. CI is part of CI Financial, a diverse group of financial services firms.
POSITION: Director, Compliance
LOCATION: Toronto, ON
We are currently seeking a Compliance Director to join our Compliance team. In this role, the successful candidate is expected to manage and assist in the oversight of the regulatory Compliance program for the Portfolio Management of CI Investments Inc. This includes being able to document controls, processes and policies and procedures.
WHAT YOU WILL DO
Create and document processes for portfolio management compliance initiatives, control implementation & effectiveness, assist with drafting policies and procedures, and other day-to-day initiatives.
Develop, implement, and maintain testing and oversight processes to support the Compliance program and reporting.
Participate in and/or lead certain Compliance projects, as needed.
Apply regulatory rules, policies and sound judgement to respond to compliance related inquiries from business units.
Coordinate directly with wide range of stakeholders across the organization to resolve issues, as required.
Create risk reporting of internal tests and assessments, along with a dashboard of key risk indicators.
WHAT YOU WILL BRING
A university degree and 10-15 years of relevant experience
A solid understanding of regulatory compliance management, including implementing and improving controls and processes
Knowledge of financial products, investment fund compliance, and applicable regulations
Strong analytical, communication and project management skills
Ability to multi-task and work in a fast-paced environment
A CPA/CA designation is considered an asset
Strong MS Office skills including MS Excel
WHAT YOU CAN EXPECT FROM US
Our dedication to the Employee Experience at CI is aimed at supporting, empowering and inspiring our talented team through:
Recognition & Compensation
Training & Development
Health & Well-being
Communication & Feedback
If you are a passionate, committed and dynamic individual, please submit your resume in confidence by clicking “Apply”.
Only qualified candidates selected for an interview will be contacted.
CI Financial Corp. and all of our affiliates ( CI ) are committed to fair and accessible employment practices and we are committed to providing accommodations for persons with disabilities. If you require accommodations in order to apply for any job opportunities, or require this posting in an additional format, please contact us at email@example.com, or call 416-364-1145 ext 4747. If you are contacted by CI regarding a job opportunity or testing and require accommodation in any stage of the recruitment process, please use the above contact information. We will work with all applicants to determine appropriate accommodation for individual accessibility needs.