What is the opportunity?
As a Service Associate for Corporate Actions under Canadian Wealth Management Operations, you will be responsible for reviewing and creating announcements for various corporate events for internal lines of business, including the vetting of primary and secondary external sources to ensure accuracy of all event details. In addition, you will be responsible for processing of mandatory corporate actions to client accounts as well as receiving instructions for elections on voluntary reorganizations. Your efforts are focused on the accuracy of capturing voluntary corporate event from various sources, and timeliness of publishing details for consumption by Canadian Wealth Management (CWM) and Capital Markets (CM) business lines.
What will you do?
Responsible for accurately gathering corporate event details from various external primary and secondary sources (depositories, custodians, etc.) to mitigate operational and market risk.
Actively monitor throughout corporate event life cycle to ensure any changes to details or expiry extension are captured and communicated to business lines in a prompt manner.
Follow defined processes to ensure accuracy and timeliness of publication and notification of voluntary corporate event details
Collaborate effectively with senior publishing officer and manager of corporate action publishing to escalate and resolve complex corporate events
Processing of all mandatory corporate actions within CWM and CM client accounts ensuring accurate entries based on payment from depository.
Receipt of elections for voluntary corporate events through workflow systems and processing of instructions in Broadridge in a timely and effective manner to mitigate market exposure.
What do you need to succeed?
Experience in a in a fast paced, high-risk operations environment
Experience with Wealth Management Canadian Operations workflow and processing systems including ServiceLink, Broadridge Terminal Services
Completion of Post-Secondary Education
Strong PC skills including proficiency with Excel, Word, PowerPoint
Good understanding of functions of departments within Wealth Management Canada Operations (WMCO), as well as wealth management and capital markets lines of business
Good understanding and/or experience with corporate action events and processes
Good working knowledge of financial industry and securities
Completion of Canadian Securities Certification
What’s in it for you?
We thrive on the challenge to be our best, progressive thinking to keep growing, and working together to deliver trusted advice to help our clients thrive and communities prosper. We care about each other, reaching our potential, making a difference to our communities, and achieving success that is mutual.
A comprehensive Total Rewards Program including bonuses and flexible benefits, competitive compensation, commissions, and stock where applicable
Leaders who support your development through coaching and managing opportunities
Ability to make a difference and lasting impact
Work in a dynamic, collaborative, progressive, and high-performing team
Flexible work/life balance options
Opportunities to do challenging work
Opportunities to take on progressively greater accountabilities
Access to a variety of job opportunities across business
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Address: 180 Wellington Street West
Work Hours/Week: 37.5
Work Environment: Office
Employment Type: Permanent
Career Level: Experienced Hire/Professional
Pay Type: Salaried
Required Travel (%): 0
People Manager: No
Application Deadline: 12/16/2021
Platform: Wealth Management
Req ID: 434084