Columbus Licensed financial advisor assistant Jobs – 2 Openings This Week

Licensed Assistant
Allan Small Financial Group/IA Private Wealth —Scarborough, ON
- $50,000–$70,000 a year
- Full-time
Quick apply

Check out these similar jobs

Based on your search for licensed financial advisor assistant jobs.

Early Childhood Assistant (ECA)
Sentient HR Services Inc. —Whitby, ON
Your role includes fostering a nurturing, safe environment for children from infant to school age, supporting daily activities, and maintaining high standards…
$18.50 an hour
Quick apply
Child Care Educators (RECE, CYC, OCT, Rec & Leisure, ECA)
YMCA of Greater Toronto —Bowmanville, ON
Works collaboratively with a team child care program to support an inclusive environment for children with developmental and behavioural special needs, while…
$22–$28 an hour

Show more similar jobs

Explore jobs in cities nearby

Check out jobs in cities near your current location, Columbus

Investment Advisor Assistant
Canaccord Genuity Corp. —Toronto, ON
Assist Investment Advisors with processing and confirming client transactions; Deal directly with all clients, provide quotes and execute trading orders;
$65,000–$70,000 a year
Licensed Assistant
Allan Small Financial Group/IA Private Wealth —Scarborough, ON
Actively sharing knowledge and experience to enhance the development of all team members. Responding to client inquiries in a professional and responsive manner…
$50,000–$70,000 a year
Quick apply

Show more jobs in cities nearby

I want to receive the latest job alerts for licensed financial advisor assistant in columbus

By signing in to your account, you agree to Workopolis's Terms of Service and consent to our Cookie and Privacy Policy.

Licensed Assistant

Allan Small Financial Group/IA Private Wealth
Scarborough, ON

Quick apply

Job details

Full-time

Benefits

On-site parking

Skills

Post-secondary education
CSC

Full job description

Summary

The Licensed Assistant’s primary focus is to assist the advisor in the day-to-day trading and the administration of the business. To assist the advisor, manage the portfolios and help provide the best service and advice possible.

Location

Toronto

Description

Delivers a high level of client service by:

· Supporting advisor with the review of client portfolios to ensure alignment with risk profile and applicable investment objectives

· Gathering research and product information from internal and external sources

· Entering client trades as directed by client and/or advisor

· Staying up-to-date with regulatory rules and trading activities regarding client accounts

Ensures effective client administration by:

· Following up with clients on missing documentation as per industry regulatory requirements

· Maintaining client files and information

· Ensuring daily trades and system account entries are timely and accurate

· Responding to client inquiries in a professional and responsive manner

· Resolving issues and implementing client transactions expeditiously and accurately

· Issuing instructions for client withdrawals, deposits, swaps and transfers

· Ensuring all client interactions are accurately documented

· Understanding the required documentation for all client account types

Provides marketing assistance to the advisor by:

· Identifying opportunities to acquire additional assets and/or increase revenue with existing clients (e.g. referrals, consolidation of assets, insurance, etc.)

· Developing, distributing and maintaining marketing materials

Supports the growth of the advisor business by:

· Assisting in idea generation

· Recommending ways to provide additional value to clients and increase office efficiency

Contributes to the effective functioning of the team by:

· Building effective working relationships across the team and with corporate head office

· Maintaining a high level of client service standards

· Facilitating a culture of open and honest communication with team and especially the advisor

· Actively participating and contributing to team meetings

· Encouraging the generation of new ideas and process improvements

· Actively sharing knowledge and experience to enhance the development of all team members

Educational requirements

· Canadian Securities Course (CSC)

· Conduct and Practices Handbook course (CPH)

· Investment Representative Training (IRT)

· Post-secondary education

Working conditions

The role operates within a standard office environment. The office is a fast-paced, often high stress, environment with multiple demands. The job requires the ability to multitask on a regular basis.

Job Type: Full-time

Pay: $50,000.00-$70,000.00 per year

Benefits:

On-site parking

Work Location: In person

Quick apply

Refine Your Search

licensed financial advisor assistant jobs in columbus

Licensed Assistant

Check out these similar jobs

Explore jobs in cities nearby

I want to receive the latest job alerts for licensed financial advisor assistant in columbus

Job seeker tools

Employer Tools

Browse

Stay Connected