37
compliance officer jobs in Toronto, ON
Sphere Financial Inc. —Toronto, ON
The Part-Time Compliance Officer will be responsible for developing, implementing, and maintaining a robust compliance program that meets all regulatory…
$30–$50 an hour
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OTT Financial Group —Toronto, ON
Oversee and monitor the implementation of the compliance program. Extensive compliance experience in the development, implementation and maintenance of…
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3d
Shinhan Bank Canada —North York, ON
Keep the AML program current relative to the Bank’s identified inherent risks. Ensure continuing professional development programs in place to enhance senior.
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8d
CI Financial —Toronto, ON
Monitor and answer inquiries in compliance email box and salesforce compliance folder. In this role, the successful candidate is expected to conduct compliance…
City of Toronto —Toronto, ON
Completes compliance audit procedures (examining documents and reports, financial statements, individual, corporation and partnership filings, vehicle and…
4d
Medison Pharma —Toronto, ON
You will be enhancing the global and regional compliance standards and supporting the continued development and implementation of Medison’s compliance program…
Quick apply
RPRA - Resource Productivity & Recovery Authority —North York, ON
Supports in the development and provision of materials (e.g., FAQs, slide decks, guides, RPRA website updates, Compliance Bulletins) for parties required to…
$53,822–$67,277 a year
Quick apply
Loop Global Inc. —Toronto, ON
Lead the development, implementation, and maintenance of the firm’s compliance program. Develop, test and maintain incident and crisis management plans to…
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VirgoCX Inc —North York, ON
Education: You have an undergraduate degree in Finance, Business, Economics or any relevant degree. Experience: Have 5+ years of work experience in compliance…
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12d
Keybase Financial Group Inc —Richmond Hill, ON
OBA, e-mail surveillance and social media review and supervision. *MUST HAVE*: Currently registered as a Supervisor of RRs or Supervisor designated to be…
$58,000–$65,000 a year
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BMO Financial Group —Toronto, ON
A recruiting agency must first have a valid, written and fully executed agency agreement contract for service to submit resumes.
$74,800–$138,600 a year
7d
CI Financial —Toronto, ON
Provide strategic input on the design, development and launch of policies and/or procedures related to business conduct compliance, trade conduct compliance and…
BMO Financial Group —Toronto, ON
Coordinates and performs risk assessments, monitoring, testing and surveillance activities to ensure the privacy program remains current and aligned with BMO…
$60,000–$111,700 a year
6d
RPRA - Resource Productivity & Recovery Authority —Toronto, ON
Supports in the development and provision of materials (e.g., FAQs, slide decks, guides, RPRA website updates, Compliance Bulletins) for parties required to…
$53,822–$67,277 a year
Quick apply
Citi —Toronto, ON
Bachelor’s degree; experience in compliance, legal or other control-related function in the financial services firm, regulatory organization, or legal…
Lumenus Community Services —Toronto, ON
Bachelor’s degree in business, law, or a related field; Master’s degree preferred, LLB and asset. The Director of Risk and Compliance will lead the development,…
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3h
Travel Industry Council of Ontario —Mississauga, ON
Knowledge of financial accounting principles, internal controls and operational compliance acquired through associated degree/diploma program.
RioCan —North York, ON
Additional Perks and Benefits that include paid time off, parental leave top-up, various employee discounts, employee referral and recognition programs, and…
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Aligned Capital Partners Inc. —Burlington, ON
Post-secondary degree/education – Finance or Business is preferred. Demonstrated knowledge and understanding of the relevant securities legislation and SRO…
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CI Financial —Toronto, ON
Identify trends developing in trading of specific advisors and/or client accounts with an emphasis on suitability, concentration, potential conflicts of…
EY —Toronto, ON
Lead compliance workstreams – from development through implementation and monitoring. As an integral part of the team, this individual will be directly involved…
Knix —Toronto, ON
Bachelor’s degree in Regulatory Affairs, Quality Assurance, or a related field. Lead and manage a diverse team of compliance and quality assurance professionals…
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Massey Henry —Mississauga, ON
As a key member of the senior leadership team, the CCO is responsible for developing and implementing key strategies in alignment with Embark’s vision, united…
Embark Student Corp. —Mississauga, ON
As a key member of the senior leadership team, the CCO is responsible for developing and implementing key strategies in alignment with Embark’s vision, united…
Quick apply
Enoch Wealth Inc. —North York, ON
Develop, implement, and continuously improve a compliance program aligned with Enoch’s exempt market dealer activities.
$100,000–$150,000 a year
Quick apply
10d
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